S
Springhouse Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,013,874
Clients
21
19% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
21
TypicalAverage account size
$810,184
About
Springhouse Financial provides portfolio management and financial planning services to individual clients. As disclosed in its Form ADV Part 2A, the firm typically charges percentage-of-assets-under-management fees and manages about $17.0 million in client assets across 21 client relationships.
The firm’s brochure describes its methods of analysis, investment strategies, and the risks of loss, and it documents account review procedures in Item 13. It also addresses brokerage practices, custody, and its code of ethics in the ADV, indicating established policies for trading and oversight.
What is distinguishable about Springhouse is its small client base relative to its assets under management — roughly $810,000 in assets per client — which implies a limited number of relationships rather than a high-volume model. The ADV is filed as a state-registered adviser (Item 19) and includes detailed disclosures on custody, personal trading and other compliance matters that may be important to prospective clients seeking operational transparency.
Client services
Portfolio management
Fee options
$0 - $499,999: 1.40% $500,000 - $999,999: 1.25% $1,000,000 - $4,999,999: 1.00% $5,000,000+: 0.90%
Account minimum: $1,000,000 Fee-only: Fees based on tiered percentage of assets under management as above.
Main office location
Springhouse Financial, LLC
Louisville KY, United States
Number of offices
1
Most active in
Springhouse Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Kentucky
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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