S
Springdale Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,872,315
Clients
12
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$1,156,026
About
Springdale Advisors LLC provides discretionary investment management and also offers research and investment-analysis services to other registered investment advisers. The fee-only, single-advisor firm reported about $13.9 million in discretionary assets under management for a small roster of primarily high-net-worth individuals, trusts, foundations, and endowments as of December 31, 2025.
The firm typically implements all-capitalization global growth stock strategies that are highly concentrated, ordinarily holding about ten to 15 stocks, with one strategy long-only and another that may include three to 15 short positions. Investment decisions are driven by a mix of fundamental, technical, and cyclical analysis and draw on company meetings, industry contacts and corporate-rating/pricing services; portfolios are tailored to clients’ investment policies and may hold substantial cash when attractive opportunities are limited.
Noteworthy for a solo independent adviser, Springdale’s approach combines concentrated long/short exposures and the routine use of short positions (which typically involve borrowing securities) together with explicit use of corporate rating and pricing data—features that are uncommon among peers. The firm’s small client base, the provision of research to other advisers, and the availability of negotiable performance-based fee arrangements for qualified clients further distinguish its practice.
Client services
Portfolio management
Security ratings or pricing
Expertise
Active portfolio management
Concentrated stock management
Fee options
For Qualified Clients only: 0.75% annual base fee plus 20% of investment returns exceeding the S&P 500 index
Account minimum: $1,100,000 Fee-only: 1.25% annually standard fee; 0.75% annually base fee plus 20% of investment returns exceeding S&P 500 for Qualified Clients
Main office location
Springdale Advisors
Gladwyne PA, United States
Number of offices
1
Most active in
Springdale Advisors has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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