Springbrook Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$27,026,008
Clients
47
15% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
47
HighAverage account size
$575,021
About
Springbrook Financial provides financial planning, consulting, and wealth management services to individuals, charities, and business entities, offering stand‑alone planning engagements as well as portfolio management. The firm implements client portfolios using mutual funds, ETFs, and selected independent managers, and it advises on held‑away products such as variable life insurance, annuities, employer‑sponsored retirement plans, and 529 accounts.
The firm’s investment process emphasizes strategic asset allocation, diversification, and periodic rebalancing, and wealth management clients receive a written, signed Investment Policy Statement to govern portfolio management. Uncommonly for an independent advisory firm, Springbrook manages its assets almost entirely on a non‑discretionary basis—generally seeking client approval before implementing recommendations, with only limited discretionary authority in specific retirement account rebalancing and cash‑management situations.
Compared with peers, Springbrook operates with a small client base (roughly 43 relationships and about $25 million in AUM) and relies on Schwab’s institutional custody and reporting services while conducting ongoing due diligence of independent managers. Noteworthy operational practices include not accepting proxy‑voting authority for client securities and the ability to negotiate fee arrangements for both planning and asset management.
Client services
Financial planning
Portfolio management
Selection of other advisers
Fee options
Fixed fees for financial planning and consulting, negotiable depending on scope and complexity; requires half payment upon agreement and balance upon delivery/completion; no prepaid fees of $500 or more six months in advance
$0 - $1,000,000: 0.75% Above $1,000,000+: 0.50%
Main office location
Springbrook Financial, LLC
Bozeman MT, United States
Number of offices
1
Most active in
Springbrook Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Montana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")