Spring Street Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$26,400,000
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
28
54% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
28
TypicalAverage account size
$942,857
About
Spring Street Wealth is a small, independent advisory firm that serves a limited number of clients—primarily high‑net‑worth and accredited investors such as individuals, trusts, estates, and business entities. The firm offers discretionary portfolio management, standalone financial planning and consulting, and may select third‑party managers or recommend private placements for suitably qualified clients.
The firm's investment process combines technical, quantitative, fundamental and economic analysis to drive model‑based portfolio decisions, employing long‑ and short‑term strategies and strategic asset allocation. Spring Street also integrates private fund exposure into client portfolios through ongoing due diligence, consolidated performance and risk reporting, and discretionary handling of private fund cash flows and related tax coordination with clients’ CPAs.
Compared with many solo advisors, Spring Street operates with a concentrated client base (about 28 clients and roughly $26 million in AUM) and a $1 million account minimum that steers its practice toward HNW/accredited investors rather than non‑HNW retail clients. It is notable for its emphasis on private and structured investments (private placements, interval funds, buffer ETFs), explicit disclosures about digital‑asset risks, and a custodial relationship with Schwab that the brochure discloses may include a one‑time technology‑related reimbursement.
Client services
Financial planning
Portfolio management
Selection of other advisers
General consulting
Expertise
Private / alternative investments
Options & derivatives strategies
Active portfolio management
Fee options
Fixed fees for financial planning and consulting services, with ranges $1,000-$15,000 for planning and $500-$10,000 for consulting.
Account minimum: $1,000,000 Fee-only: Fixed fees for financial planning services typically range from $1,000 to $15,000. Fixed fees for consulting services typically range from $500 to $10,000.
Main office location
Spring Street Wealth
101 Avenue Of The Americas, 9 Th Floor Office 905
New York NY 10013, United States
Number of offices
1
Most active in
Spring Street Wealth has reported serving >5 clients in these states in the last 12 months.
New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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