Spreng Capital Management, Inc.

Spreng Capital Management is a registered investment adviser that provides investment supervisory services and limited-scope financial planning to individuals, trusts, business entities and qualified retirement plans. The firm reports about $300 million in discretionary assets under management across a three-advisor team and serves roughly 927 client relationships, producing a notably high client-to-advisor ratio.

The firm operates as a fiduciary and emphasizes strategic asset allocation and long-term, buy-and-hold portfolios constructed primarily with equities, mutual funds and ETFs; clients choose growth, income or blended objectives that the firm implements, often on a discretionary basis. Reviews and reporting are provided on a regular schedule (including quarterly statements and account inquiries), trades are executed under each client account rather than through aggregated block trades, and the firm provides IRA rollover analysis while disclosing the potential conflict when rollovers would place assets under its management.

Compared with many peers, Spreng Capital maintains an affiliation with an independent certified public accounting practice that shares personnel and office resources, generates reciprocal referrals, and offers tax-related services to clients—a relationship the firm discloses as a potential conflict of interest. The firm also leans on institutional custody and operational procedures to support its relatively large client load per advisor and offers focused, hourly financial planning engagements rather than comprehensive multi-year planning packages.