Spree Capital Advisers
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,000,000
Clients
8
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$1,500,000
About
Spree Capital Advisers is a single-advisor registered investment adviser that provides ongoing, discretionary portfolio management to high‑net‑worth individuals and prepares an investment policy statement for each client to document goals, time horizon, tax considerations, and risk tolerance. The firm generally charges percentage-of-assets fees but also, unusually for a solo independent adviser, offers performance‑based fee arrangements for qualified clients.
The firm’s investment process relies on fundamental analysis and primarily recommends equities while also using fixed income, ETFs and non‑U.S. securities; its stated strategies include long‑term and short‑term trading as well as options and short sales. Spree manages all client assets internally, executes trades on a discretionary basis, conducts at‑least‑monthly account reviews, and requires clients to custody accounts through a specified broker‑dealer.
Noteworthy features include a very small, boutique client base (eight clients and one advisor) and an in‑house only management model with no third‑party subadvisers, which concentrates portfolio decision‑making. The combination of performance‑fee arrangements and use of higher‑risk techniques (options, short sales) is uncommon for firms of this size, and the brochure discloses policies intended to address related conflicts (fair allocation, documentation, a written code of ethics and regular reporting).
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
1.00% annually, deducted monthly
10.00% performance fee on capital appreciation, based on a high-water mark, taken annually
Main office location
Spree Capital Advisers
327 Hollow Tree Ridge Road, Sca
Darien CT 06820, United States
Number of offices
1
Most active in
Spree Capital Advisers has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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