Spotlight Investment LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,978,710
Clients
22
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$317,214
About
The firm serves individual clients with comprehensive financial planning and consulting and provides non-discretionary portfolio management. Financial planning topics documented in the brochure include retirement, succession, education, legacy, tax, insurance, cash flow and business exit planning, and clients may impose investment restrictions on their accounts.
The firm’s investment process combines fundamental analysis with portfolio construction techniques such as Modern Portfolio Theory, factor investing and risk‑parity, and it uses backtesting and Monte Carlo simulation as inputs. Asset management is delivered on a non‑discretionary basis—transactions require prior client approval—and the firm may utilize margin, options and other derivatives strategies in client accounts where appropriate.
Compared with many solo independent advisers, the firm’s explicit use of borrowing and derivatives in managed accounts alongside a primarily non‑discretionary model is atypical; the brochure also notes the firm is not registered as a commodity pool operator or commodity trading advisor. The principal maintains a separate engineering contracting business and the firm documents periodic (quarterly) account reviews and client‑tailored financial plans.
Client services
Financial planning
Portfolio management
Expertise
Roth conversion strategy
Retirement withdrawal strategies
Tax-loss harvesting
Business exit / sale strategy
Cash flow / budgeting
Fee options
Financial planning fees range from $2,000 to $8,000
0.40% annually
$200 per hour (used for pro-rata calculation of financial planning fees)
Account minimum: $100,000.00 (minimum can be waived)
Main office location
Spotlight Investment LLC
Boston MA, United States
Number of offices
1
Most active in
Spotlight Investment LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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