S
Sporl & Company
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,030,333
Clients
1
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
1
Very LowAverage account size
$1,030,333
About
Sporl & Company provides discretionary investment management for individual clients with services concentrated on fixed‑income securities and derivatives. The firm limits its advice to U.S. government securities, agency mortgage‑backed products and other high‑quality debt instruments and tailors its services to individual account needs.
The firm’s investment approach relies on economic and fundamental analysis with an objective of total return consistent with preservation of capital, implemented through holdings such as collateralized mortgage obligations, interest‑only/principal‑only structures, and asset‑backed securities. These strategies require active portfolio monitoring and valuation practices (including custodian pricing) because of risks specific to mortgage‑related and derivative instruments, such as prepayment and price sensitivity to interest rates.
Notable differences from many peers include the use of performance‑based compensation in addition to typical percentage‑of‑assets fees, an arrangement the brochure ties to incentive allocations and high‑water mark procedures, and the firm’s very small, concentrated client base after winding down a previously managed pooled fund. The firm’s principal also trades personal accounts alongside client accounts and describes extensive professional experience and formal credentials that support its specialized, concentrated fixed‑income focus.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
1.00% annually
20% of net profits of the account, assessed in arrears based on 12 months of performance, applied only to profits exceeding the high-water mark
Account minimum: $1,000,000
Most active in
Sporl & Company has reported serving >5 clients in these states in the last 12 months.
California · Louisiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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