Spirit Investment Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$22,303,900
Total clients
12
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$1,858,658
About
The firm provides discretionary investment management to individuals and small businesses, constructing customized portfolios that may include individual stocks and bonds, exchange‑traded funds, and mutual funds, and it also serves pension and profit‑sharing plan clients. It manages a small client base (12 clients) with approximately $22.3 million in assets under management and does not state a minimum account size.
The firm’s investment process combines quantitative and fundamental analysis within a Modern Portfolio Theory framework focused on diversification, periodic rebalancing, and both long‑ and short‑term holdings. The advisor requires clients to use its recommended custodian and discloses use of broker relationships that may provide research or other benefits; accounts are managed on a discretionary basis with at least annual reviews.
Noteworthy features include the firm’s recent formation in 2023 as a sole practitioner and the relatively high assets‑per‑client profile compared with many independent solo firms. The principal owner is a licensed insurance agent who sells insurance for commission (without offsetting advisory fees) and the brochure discloses a 2017 no‑contest plea to a misdemeanor petty theft charge, which the firm invites clients to discuss.
Client services
Portfolio management
Selection of other advisers
Expertise
Wealth management
Fee options
$0 - $1,000,000: 1.50% $1,000,001+: 1.00%
Main office location
Spirit Investment Advisors
Henderson NV, United States
Number of offices
1
Most active in
Spirit Investment Advisors has reported serving >5 clients in these states in the last 12 months.
California · Nevada
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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