SPIRE Investment Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,950,634
Clients
41
71% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
41
HighAverage account size
$218,308
About
SPIRE Investment Management serves individual and high‑net‑worth clients, trusts, estates, small businesses and retirement plans, managing roughly $8.9 million across about 41 client accounts with a single‑advisor structure. The firm offers discretionary and non‑discretionary asset management, modular financial planning, consulting, and can act as a sub‑adviser or refer clients to third‑party money managers.
The firm combines active and passive approaches, using fundamental, technical, cyclical and momentum analysis alongside modern portfolio theory to design and rebalance tailored portfolios, and it may allocate client assets to external managers when appropriate. Financial planning and consulting are provided as situational modules and the adviser coordinates with clients’ other professionals on tax, estate and retirement distribution issues.
Distinctive for a firm of this size, SPIRE provides both ERISA 3(21) and 3(38) fiduciary services for retirement plans and maintains sub‑advisory and referral arrangements, including referrals to private‑equity offerings for certain clients — arrangements the firm discloses as potential conflicts. The brochure also discloses that the firm’s principal has substantial outside, non‑investment employment and that the firm has procedures to monitor and disclose related conflicts, a practice not commonly highlighted by peers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Consulting
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Occupation focus
Self-Employed
Executive
Fee options
$0 - $500,000: 1% $500,000.01 - $1,000,000: 0.8% $1,000,000.01+: 0.5%
$250 per hour for financial planning and consulting services
Main office location
SPIRE Investment Management LLC
Hoffman Estates IL, United States
Number of offices
1
Most active in
SPIRE Investment Management LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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