Spinelli Financial Advisors, Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$31,000,000
Total clients
36
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
36
Average account size
$861,111
About
Spinelli Financial Advisors is a fee-only, independent advisory firm that provides defined financial planning (billed hourly) and continual portfolio supervisory services to both individuals and corporations. The firm manages client assets on a discretionary basis, generally requires a minimum account size for supervisory services, and reports roughly $31 million in assets under management across a small client roster.
The firm employs a mix of charting, fundamental, technical and cyclical analysis and implements long-term, short-term and trading strategies while aiming to limit excessive turnover. It accepts limited agent authorization to trade on margin, engage in options and short selling, and discloses the use of borrowing and derivatives in separately managed accounts — practices that are relatively uncommon among solo independent advisors.
The principal maintains an affiliated CPA practice that performs substantial tax planning and preparation work, an affiliation the brochure describes as informing the firm’s tax-aware investment advice. The firm also provides pension consulting and generally serves higher-net-worth or institutional clients rather than a broad base of non‑HNW individual retail investors.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General tax planning
Retirement plans for business owners (SEP, solo 401k)
Wealth management
Fee options
$0 - $5,000,000: 1% $5,000,001+: 0.75%
$175 to $310 per hour depending on personnel involved for defined financial planning sessions.
Account minimum: $500,000 Fee-only: Fee-only investment advisory services; no commissions or performance-based fees.
Main office location
Spinelli Financial Advisors, Inc
Warren NJ, United States
Number of offices
1
Most active in
Spinelli Financial Advisors, Inc has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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