S
Sperka Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$39,158,000
Total clients
15
67% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
15
Average account size
$2,610,533
About
Sperka Investment Management, LLC is a single‑advisor independent registered investment adviser that provides discretionary asset management to individuals, high‑net‑worth individuals, and trusts. The firm reports approximately $39.16 million in discretionary assets under management across about 15 client accounts and does not sponsor wrap‑fee programs.
The adviser uses both fundamental and technical analysis to construct portfolios tailored to documented client goals, time horizons, and risk tolerance, and it allows clients to impose investment restrictions (for example, socially conscious screens). The firm operates with discretionary trading authority, performs quarterly account reviews, and incorporates portfolio rebalancing and tax‑loss harvesting considerations when appropriate.
Noteworthy features include a small client roster with relatively large assets per account and a practice structure established in 2021 led by a sole owner with prior institutional portfolio management and wealth advisory experience. The firm does not vote client proxies, does not recommend or select other investment advisers, and maintains a Code of Ethics plus quarterly personal‑trading reviews to address potential conflicts of interest.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
1.00% annually
Main office location
Sperka Investment Management, LLC
New Berlin WI, United States
Number of offices
1
Most active in
Sperka Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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