Spencer Smith Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$46,237,568
Total clients
56
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
56
Average account size
$825,671
About
Spencer Smith Asset Management is a fee‑only registered investment adviser that serves individuals and a variety of organizational clients, including family offices, foundations, corporations, trusts, and retirement plan sponsors. The firm offers both discretionary and non‑discretionary portfolio management as well as standalone investment consulting engagements.
Portfolios are guided by an Investment Policy Statement and constructed using model allocations that draw on modern portfolio theory and tactical asset‑allocation techniques, with diversification across equities, fixed income, mutual funds and ETFs. Depending on client risk tolerance, the firm may also recommend alternative or higher‑risk vehicles (for example, leveraged index funds, closed‑end funds, derivatives or private placements) and conducts periodic reviews and rebalancing under discretionary trading authority.
What is distinctive for a firm of this size is an explicit focus on pension and profit‑sharing plan clients and ERISA‑related accounts, a client type that is uncommon among independent advisers. The firm also makes separate hourly investment consulting available apart from managed accounts and discloses its custodial relationship with a major broker‑dealer (including the resulting economic benefits and potential rollover conflicts), which may be relevant for clients evaluating plan rollovers or institutional plan oversight.
Client services
Expertise
Fee options
$0 - $250,000: 2.50% annually $250,001 - $500,000: 2.25% annually $500,001 - $1,000,000: 2.00% annually $1,000,001 - $2,000,000: 1.75% annually $2,000,001+: 1.50% annually
Up to $175 per hour for investment consulting
Account minimum: $50,000 minimum initial investment (may be waived or reduced) Fee-only: Portfolio management on asset-based fee schedule; hourly consulting available
Main office location
Spencer Smith Asset Management, Inc.
Fort Lauderdale FL, United States
Number of offices
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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