Speiro Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$37,650,207
This total excludes 10 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
36
56% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
36
Average account size
$1,045,839
About
Speiro Investments LLC provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, charitable organizations, and plan sponsors. The firm manages approximately $37.6 million across about 36 client relationships and typically applies a relationship minimum (stated at $500,000) that may be waived based on client needs.
The adviser develops an Investment Policy Statement for each client and implements portfolios using mutual funds, equities, bonds, ETFs, REITs and government securities, employing both fundamental and technical analysis and a mix of long- and short-term trading. Accounts are reviewed at least quarterly, custody is maintained through Schwab Institutional, and the firm does not participate in wrap fee programs or accept third‑party sales compensation.
Notably for a solo independent adviser, the firm serves charitable organizations and provides services to plan sponsors of defined contribution and defined benefit plans, including participant education, periodic sponsor meetings, assistance with ERISA fiduciary duties, and pension consulting. For ERISA clients the firm will facilitate selection and monitoring of third‑party 3(38) managers (and discloses those referral relationships) rather than acting as a 3(38) manager itself.
Client services
Portfolio management
Pension consulting
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Fee options
1.00% annually
Account minimum: $500,000 (may be waived)
Main office location
Speiro Investments, LLC
Lakeside CA, United States
Number of offices
1
Most active in
Speiro Investments, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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