Spectrum Wealth Advisory Group, LLC logo

Spectrum Wealth Advisory Group, LLC

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Client assets under management

$417,595,187

Clients

646

35% high-net worth

Advisors

4

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

162

Very High

Average account size

$646,432

About

Spectrum Wealth Advisory Group provides investment advisory and financial planning services to a mix of individual clients (including high-net-worth individuals), trusts, pension and profit-sharing plans, and business entities. Services described in the brochure include asset management, comprehensive portfolio management, standalone financial planning and retirement plan consulting; the firm also sponsors a wrap fee program and offers access to LPL-sponsored advisory programs.

Portfolios are developed on an individualized basis and may include individual stocks, bonds, ETFs, options, mutual funds, and certain public and private or alternative securities, with ongoing monitoring and rebalancing. The firm describes using a range of analytic approaches — including fundamental, quantitative and qualitative analysis — and implements strategies through internal management, third‑party portfolio managers, and LPL model/program portfolios.

What is distinctive about the firm is its role as a wrap fee program sponsor (a relatively uncommon feature among comparable team firms) and its regular use of LPL-sponsored programs such as Manager Access Select and Optimum Market Portfolios. The brochure also discloses that several representatives are dually registered with LPL and hold insurance licenses and that the firm may recommend commissionable or sponsored products, which creates potential conflicts of interest that clients are advised to review.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Options & derivatives strategies

Fee options

Fixed

Flat fees for financial planning and consulting range from $1,500 to $100,000.

Percentage

$0+: Negotiable, up to 1.75% annually for Asset Management $0+: Negotiable, up to 2.25% annually for Comprehensive Portfolio Management $0+: Up to 3.00% annually for LPL Manager Access Select Program $0+: Up to 2.50% annually for LPL Optimum Market Portfolio Program

Commissions

Representatives may earn commissions from insurance product sales and broker-dealer activities through LPL.

Project-based

Up to $500 per hour for financial planning and consulting services.

Other

Fee-only: Financial Planning & Consulting charged hourly up to $500/hour or flat fees ranging from $1,500 to $100,000.

Main office location

Spectrum Wealth Advisory Group, LLC

5925 Granite Lake Drive, Suite 130

Granite Bay CA 95746, United States

Number of offices

1

Most active in

Arizona · California · Colorado · Florida · Idaho · Nevada · Tennessee · Texas · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Kenneth C

ChFC®, Series 63, Series 66

Granite Bay, CA

Spectrum Wealth Advisory Group, LLC

Kenneth Christie is a financial advisor at Spectrum Wealth Advisory Group, LLC with over 33 years of industry experience. He holds the ChFC® designation and has previously worked at The Wealth Consulting Group and LPL Financial LLC. Christie also serves as a board member of Rutherford Capital, Inc. Spectrum Wealth Advisory Group is a four-advisor team managing approximately $370 million across 582 client accounts. The firm provides asset management, comprehensive portfolio management, financial planning, and retirement plan consulting for individuals, trusts, retirement plans, and closely held businesses, using a variety of investment strategies and asset allocation frameworks.

Options & derivatives strategies
user avatar

Konner C

CFP®, Series 66

Granite Bay, CA

Spectrum Wealth Advisory Group, LLC

Konner Christie is a CFP® and Series 66-registered advisor with six years of industry experience. He is currently with Spectrum Wealth Advisory Group, LLC and has previously worked at LPL Financial, Goldman Sachs & Co. LLC, The Ayco Company, and other firms. Spectrum Wealth Advisory Group is a four-advisor team serving individuals, trusts, retirement plans, and closely held businesses with asset management, financial planning, and retirement plan consulting. The firm employs a range of investment strategies using stocks, bonds, ETFs, options, mutual funds, and alternative investments, and sponsors a wrap fee program alongside LPL-sponsored programs.

Options & derivatives strategies
user avatar

Michael T

ChFC®, Series 66

Granite Bay, CA

Spectrum Wealth Advisory Group, LLC

Michael Thompson is a ChFC® and Series 66 licensed advisor with 12 years of industry experience. He is currently with Spectrum Wealth Advisory Group, LLC, where he has worked since 2018, and also maintains a role at Rutherford Capital, LLC. Thompson previously worked at The Wealth Consulting Group and LPL Financial LLC. Outside of advisory services, he is a licensed fixed life insurance agent. Spectrum Wealth Advisory Group is a four-advisor team serving individuals, trusts, retirement plans, and closely held businesses with asset management, comprehensive portfolio management, financial planning, and retirement plan consulting. The firm manages approximately $370 million across about 582 client accounts, employing individualized investment strategies that include stocks, bonds, ETFs, options, mutual funds, alternative investments, and digital assets, with ongoing monitoring and periodic rebalancing.

Options & derivatives strategies
user avatar

Jason V

Series 66

Granite Bay, CA

Spectrum Wealth Advisory Group, LLC

Jason Vesely is a financial advisor at Spectrum Wealth Advisory Group, LLC with a Series 66 designation and one year of industry experience. His prior work includes roles at LPL Financial LLC and involvement with community organizations such as Discovery Hills Church and Foothills Church. Outside of financial advising, he is engaged in an online sales business called JVSupply. Spectrum Wealth Advisory Group is a four-advisor team managing approximately $370 million across about 582 client accounts. The firm serves individuals, trusts, retirement plans, and closely held businesses, offering asset management, comprehensive portfolio management, financial planning, and retirement plan consulting with an investment approach that includes a variety of securities and strategies tailored to client needs.

Options & derivatives strategies
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