Spectrum AC Advisors, LLC

Spectrum AC Advisors, LLC provides ongoing portfolio management and advisory services to individual and high-net-worth clients, preparing individualized investment policy statements and, where authorized, managing accounts on a discretionary basis. The firm reports a small client base and about $2.7 million in assets under management, reflecting a boutique scale of operations.

The adviser constructs diversified portfolios using asset allocation informed by macro and sector-rotation analysis, with allocations to mutual funds, ETFs, equities, fixed income, real estate funds, and, when appropriate, alternative investments such as hedge funds, private equity and private placements. It also selects and monitors third-party managers as part of client portfolios and implements periodic rebalancing and tactical adjustments consistent with documented risk tolerances.

A notable distinction is that a firm representative is a licensed real estate broker who spends a portion of time on brokerage activities and may offer clients real estate products that pay commissions, which the brochure identifies as a potential conflict of interest (clients are not required to use the representative for such services). The firm also requires clients to use an approved broker-dealer/custodian and discloses that it may receive research or soft-dollar benefits from custodians, practices that, together with its limited number of client relationships, differentiate it from many peers.