S
Sparrow Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Sparrow Wealth Corporation provides discretionary investment management and financial planning services to individuals, including high-net-worth clients. The firm advises on a range of securities — stocks, bonds, mutual funds, ETFs, municipal and government securities — and offers both ongoing and project-based financial planning engagements.
The firm’s investment approach is grounded in modern portfolio theory and combines passive and active strategies, fundamental analysis, and mutual fund/ETF evaluation to build asset-allocation targets tailored to a client’s objectives and risk tolerance. Portfolios may incorporate socially responsible (ESG) screens on request, and the firm implements trades on an individual-account basis while accommodating reasonable, written client restrictions.
Distinctive features include its recent formation and small operating scale — a single-principal advisory structure that reported no assets under management or clients as of the last reporting date — and its use of an hourly billing option for project-based planning, a fee practice that is uncommon among peers in its category. The firm also requires clients to custody accounts with its recommended custodians and does not engage in block aggregation of trades for multiple accounts.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
$0 - $2,500,000: 0.80% $2,500,001 - $5,000,000: 0.70% $5,000,001 - $10,000,000: 0.50% Above $10,000,000+: 0.25%
Project-Based Financial Planning: $300 per hour
Ongoing Financial Planning monthly fees: $350 - $450
Account minimum: $500,000 Minimum fee: Initial fee for ongoing financial planning: $1,500 - $2,500; Monthly recurring fee for ongoing financial planning: $350 - $450 Fee-only: Fee-only firm; no commissions or other sales-related compensation
Main office location
Sparrow Wealth Management
Mamaroneck NY, United States
Number of offices
1
Most active in
Sparrow Wealth Management has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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