S
Sovereign Wealth Office LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Sovereign Wealth Office LLC provides investment management focused on pooled and institutional accounts and also offers financial planning and wealth management services to individuals, families, charitable organizations, and corporate treasury functions. Consistent with many firms in this category, its advisory compensation is primarily asset‑based; the firm operates on a fee‑only basis and does not accept commissions or performance‑based fees.
The firm’s investment approach combines asset‑allocation frameworks with both passive and active vehicles and may include allocations to traditional securities, alternative investments, and digital assets when suitable. When appropriate, the firm selects and monitors third‑party investment managers and continues to serve as the primary advisor, conducting ongoing due diligence on managers’ strategies, underlying holdings, and operational and compliance infrastructure.
Compared with many peers, Sovereign Wealth Office emphasizes formal selection and oversight of Outside Managers—explicitly assessing enterprise‑level business and compliance risks as part of its manager due diligence, a practice the brochure highlights as relatively uncommon for its peer group. The firm is newly established with no client assets reported to date, and its principal is a CFA charterholder, a credential noted in the firm’s disclosure.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
ESG / Sustainable investing
Fee options
Project-Based Financial Planning fixed fee ranging from $500 to $5,000.
$0 - $500,000: 1.00% $500,001 - $2,500,000: 0.90% $2,500,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
Ongoing Financial Planning recurring fixed fee ranging from $100 to $1,000 per month for clients with AUM below $500,000; included at no additional charge for clients with AUM $500,000 or more.
Fee-only: Ongoing Financial Planning fees $100 to $1,000 per month for clients with AUM below $500,000; Project-Based Financial Planning fees $500 to $5,000 fixed fee.
Main office location
Sovereign Wealth Office LLC
St. Augustine FL, United States
Number of offices
1
Most active in
Sovereign Wealth Office LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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