Sovereign Asset Management

David Ungaro is a financial advisor with Sovereign Asset Management in Amherst, NY, holding Series 63 and Series 66 licenses and bringing 35 years of industry experience. His career includes roles at Next Financial Group Inc and LPL Financial. Outside of advisory services, he is involved with The Money Men Inc, a business entity for tax and investment purposes. Sovereign Asset Management manages approximately $150.6 million for around 337 clients through a two-advisor team, offering discretionary portfolio management and financial planning primarily to high-net-worth individuals, corporations, and businesses. The firm employs a systematic investment approach centered on strategic asset allocation and efficient-frontier modeling, utilizing mutual funds, ETFs, and equities with periodic rebalancing.

Kenneth Wolf is a financial advisor at Sovereign Asset Management with 36 years of industry experience. He holds the Series 63 and Series 66 designations and has worked at firms including LPL Financial, Sovereign Asset Management, and Next Financial Group Inc. Outside of his advisory role, he is involved with Priority Financial Group, a non-variable insurance business. Sovereign Asset Management manages approximately $150.6 million for about 337 clients, offering discretionary portfolio management and financial planning services. The firm focuses on broadly diversified, systematic portfolios built around strategic asset allocation and efficient-frontier modeling, often utilizing mutual funds, ETFs, and exchange-listed equities.