Sovereign Asset Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$405,769
Clients
6
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$67,628
About
Sovereign Asset Advisors LLC serves individuals (including high-net-worth clients), small businesses, foundations, charitable organizations, and retirement plans, providing comprehensive financial planning, portfolio management, and retirement plan services. The firm also advises corporate and pension/profit-sharing plans and offers consulting to plan sponsors on fiduciary duties, plan governance, and vendor benchmarking.
The firm’s investment approach combines active management and value investing informed by fundamental, technical, charting, and cyclical analyses, and portfolios commonly include mutual funds, ETFs, individual equities, fixed income, and options. Engagements are tailored to each client through an initial interview and customized written guidelines, with most portfolios managed on a discretionary basis and periodic reviews at least annually or more frequently as circumstances change.
What distinguishes the firm from many peers is its affiliation with a law firm under common control and the availability of legal services (e.g., estate planning implementation and divorce consultation) under separate engagement, along with trustee relationships that trigger independent annual audits when applicable. The firm also provides pension consulting and ERISA-focused services (including §3(21) and §3(38) fiduciary support), participant education workshops, and trustee education—services that are uncommon for a small, solo advisory practice managing roughly $2.31 million for a small client base.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Divorce financial planning
Cash flow / budgeting
Retirement withdrawal strategies
College savings (529s, UTMA, etc.)
Business exit / sale strategy
Occupation focus
Founder/Business Owner
Attorney
Fee options
$0 - $249,999: 1.50% (150 basis points) $250,000 - $499,999: 1.40% (140 basis points) $500,000 - $999,999: 1.30% (130 basis points) $1,000,000 - $2,999,999: 1.20% (120 basis points) $3,000,000+: 1.10% (110 basis points)
Fee-only: Asset-based fee only, no separate fees for financial planning or retirement plan services.
Main office location
Sovereign Asset Advisors LLC
Cedar Park TX, United States
Number of offices
1
Most active in
Sovereign Asset Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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