Sovereign
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$64,515,248
This total excludes 7 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
205
8% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
205
Very HighAverage account size
$314,709
About
Sovereign provides investment management and financial planning to a diverse client base that includes individuals, high‑net‑worth clients, trusts, pension and profit‑sharing plans, charitable organizations, and business entities. Its service menu includes discretionary portfolio management across traditional and alternative asset classes, participant account management for defined contribution plans, financial planning, and recommendations of insurance and estate‑related products.
The firm’s investment process combines fundamental and technical analysis to construct diversified portfolios using individual equities, ETFs, fixed income, currencies, and alternative instruments, with allocation adjustments informed by macroeconomic signals. Sovereign also operates a dedicated crypto investment strategy delivered via the BITRIA platform (custodied at Gemini) and uses third‑party tools such as Pontera for held‑away participant account management.
What distinguishes Sovereign from many peers is its explicit use of derivative instruments (including stock futures) and its engagement with crypto custody infrastructure that offers lending and borrowing services (via BitGo), indicating the firm may employ derivatives and borrowing as part of separately managed strategies. The brochure also discloses a discretionary practice of paying for certain third‑party professional services for clients with over $2 million in AUM and a requirement that crypto program clients use BITRIA/Gemini custody, which are operational features less commonly described by similarly sized advisers.
Client services
Financial planning
Portfolio management
Digital asset portfolio management
Expertise
Private / alternative investments
Concentrated stock management
Business succession planning
Occupation focus
Founder/Business Owner
Executive
Fee options
$0 - $500,000: 1.0% $500,001 - $1,000,000: 0.9% $1,000,001 - $3,000,000: 0.8% $3,000,001 - $5,000,000: 0.7% $5,000,001 - $10,000,000: 0.6% $10,000,001+: 0.5%
Commissions from sales of life insurance products
$300 per hour for financial planning services
Main office location
Sovereign
2740 Chain Bridge Road, Suite 1
Vienna VA 22181, United States
Number of offices
1
Most active in
Sovereign has reported serving >5 clients in these states in the last 12 months.
Maryland · Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
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Instagram
Website
(703) 713-2954
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