Southwestern Money Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$48,349,956
Clients
19
100% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
LowAverage account size
$2,544,735
About
Southwestern Money Management is an SEC-registered investment adviser, founded in 2019, that provides discretionary portfolio management for individual clients and offers financial planning and investment consulting to individuals whose assets are not under management. As of December 31, 2025 the firm reported approximately $48 million in discretionary assets under management across a small number of client accounts.
The firm uses both qualitative and quantitative analysis to build equity and fixed‑income portfolios tailored to each client’s return objectives and risk profile, and assigns a dedicated investment counselor to each client while operating with discretionary trading authority. Custody of client assets is maintained with qualified custodians, and the firm maintains a code of ethics and pre‑clearance procedures for personal trading to address conflicts and insider‑trading risks.
What is distinctive is that Southwestern Money Management is wholly owned by another SEC‑registered investment adviser and affiliated public holding entities; the brochure discloses the owner’s control of other investment partnerships and subsidiaries while noting it does not anticipate overlapping investments for the firm’s clients. Compared with peers, the firm’s combination of corporate affiliation and a concentrated, small client base is an uncommon organizational profile for a supported adviser.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Fee options
0.35% to 1.25% annually
Fees charged for financial planning and investment consulting to clients whose assets are not under management, specific amounts not stated
Main office location
Southwestern Money Management LLC
19100 Ridgewood Parkway, Suite 1200
San Antonio TX 78259, United States
Number of offices
1
Most active in
Southwestern Money Management LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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