Southern Pacific Asset Management L.L.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$7,424,502
Total clients
57
2% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
57
Average account size
$130,254
About
The firm provides investment management and comprehensive financial planning primarily to individual and high-net-worth clients, operating as a single-advisor registered investment adviser with about $7.4 million in discretionary assets and an account minimum that may be waived. Services include ongoing portfolio supervision, written or electronic financial plans, and assistance in establishing and monitoring client accounts.
Southern Pacific tailors portfolios to client goals and risk tolerance and uses a mix of passive and active strategies, model portfolios, and fundamental, technical, and tactical analysis. The firm also uses outside managers through a turnkey wealth management program (Sherman Turnkey Asset Management) and helps clients select allocations and complete outside manager onboarding and reviews.
What distinguishes the firm from many solo independents is its explicit offering of educational programming and client communications: it provides seminars/speaking engagements on an “as announced” basis (sometimes pro bono) and delivers written or electronic planning reports to clients. The firm also leverages third-party turnkey managers and an institutional custody platform, documenting a hybrid approach of direct portfolio management combined with outsourced model/manager solutions.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Fee options
$0 - $500,000: 1.80% $500,001 - $1,000,000: 1.65% $1,000,001 - $2,000,000: 1.50% $2,000,001+: Negotiable
Account minimum: $25,000 (may be reduced or waived at discretion) Fee-only: Fees are based on assets under management, no commissions
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Southern Pacific Asset Management L.L.C.
350 W. 16 Th Street, Suite # 309
Yuma AZ 85364, United States
Number of offices
1
Forms ADV
Quick links
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