Southcoast Advisory Group, Inc.

Southcoast Advisory Group states it serves individual clients by providing ongoing investment supervisory services, preparing individualized Investment Policy Statements, and monitoring portfolios that may include mutual funds, equities, bonds, ETFs, real estate, REITs, insurance products (including annuities), and private placements. The firm reports zero assets under management as of December 31, 2025 and does not impose an account minimum.

The firm relies primarily on fundamental analysis and employs both long‑ and short‑term trading guided by client‑specific Investment Policy Statements, with accounts reviewed at least quarterly by the firm’s sole reviewer. It does not accept performance‑based fees, does not claim discretionary trading authority, and allows clients to direct brokerage while offering fee billing options including direct account deduction.

A notable distinguishing feature is that a management person also conducts licensed insurance and real estate brokerage activities and may offer commissionable products to clients, a relationship the brochure identifies as a potential conflict of interest and discloses to clients. The firm’s size and profile are atypical for its manager category—single management person, no reported AUM, limited custody only for fee deduction—and it explicitly includes real estate and private placements among its investible asset types.