South County Wealth Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$19,392,939
Total clients
22
45% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
22
Average account size
$881,497
About
South County Wealth Planning advises a mix of individual clients (including high-net-worth individuals), pension and profit-sharing plans, corporations, and charitable organizations. The firm offers investment management, comprehensive and project-based financial planning, retirement plan consulting and management, and educational seminars and speaking engagements.
The firm follows a disciplined, long-term investment approach that emphasizes strategic asset allocation, diversification, low-cost index mutual funds and ETFs, periodic rebalancing, and attention to tax efficiency. Services are provided on both discretionary investment management engagements and on an ongoing, project, or hourly basis for financial planning topics such as cash flow, retirement, college savings, estate, insurance, and tax planning.
Compared with many peers, the firm combines individual portfolio management with employer retirement plan administration and pension consulting — including acting as an investment manager and fiduciary for ERISA-covered plans — services that are relatively uncommon among small independent advisers. The principal also performs financial planning work for a separate advisory firm and offers public seminars and workshops, though the brochure discloses no formal affiliation or cross-referral arrangement between the firms.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Business ownership considerations
Business exit / sale strategy
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Initial comprehensive financial plan fee no less than $3,500; Project-based planning starting at $3,500
$1 - $100,000: 1.50% $100,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.15% $1,000,001+: 1.00%
Starting at $300 per hour for financial planning services; fees negotiable
Ongoing financial planning fees starting at $500 per month, paid monthly, bimonthly, or quarterly; fees negotiable
Fee-only: Fee-only firm; compensation only from clients for services
Main office location
South County Wealth Planning
Saunderstown RI, United States
Number of offices
1
Most active in
South County Wealth Planning has reported serving >5 clients in these states in the last 12 months.
Rhode Island
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")