South Coast Planning & Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$35,327,665
Clients
70
16% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
70
Very HighAverage account size
$504,681
About
South Coast Planning & Wealth Management is a fee-only registered investment adviser that provides wealth management, discretionary portfolio management, and both ongoing and project-based financial planning to individual and high‑net‑worth clients. As of December 31, 2025 the firm reported about $35.3 million in assets under management and generally applies a $100,000 minimum to managed accounts, with limited tax‑preparation services available to a small number of clients for an additional fee.
The firm’s investment approach emphasizes Modern Portfolio Theory while using fundamental and cyclical analysis to inform security selection, and it blends passive and active strategies across mutual funds, ETFs, and individual securities. Portfolios are typically managed on a long‑term basis under discretionary authority, with periodic monitoring and annual reviews, and the firm will construct customized socially responsible (ESG) strategies when clients request values‑based investing.
The brochure notes a pair of advertising practices that are uncommon for similar independent advisers: disclosure of third‑party ratings and the use of client testimonials in marketing materials. The firm also describes reliance on an institutional custodian platform that provides research and operational support, and it references adherence to industry fiduciary codes and professional standards in its Code of Ethics.
Client services
Financial planning
Portfolio management
Tax preparation services
Expertise
Wealth management
College savings (529s, UTMA, etc.)
Retirement income strategy
Cash flow / budgeting
Fee options
Fixed fees for financial planning services ranging from $1,000 to $10,000 depending on scope and complexity.
$0 - $499,999.99: 1.20% $500,000 - $2,999,999.99: 0.95% $3,000,000 - $4,999,999.99: 0.80% $5,000,000+: 0.65%
Account minimum: $100,000 (may be reduced or waived on a case-by-case basis) Fee-only: Financial planning fees are fixed and negotiable, ranging up to $10,000 annually for ongoing planning; project-based planning fees range from $1,000 to $10,000 depending on complexity.
Main office location
South Coast Planning & Wealth Management
222 Milliken Blvd
Fall River MA 02721, United States
Number of offices
1
Most active in
South Coast Planning & Wealth Management has reported serving >5 clients in these states in the last 12 months.
Massachusetts · Rhode Island
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")