Sound Trust Wealth Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,376,386
Clients
25
64% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
25
TypicalAverage account size
$735,055
About
The firm provides investment management, financial planning, and institutional consulting to individuals (including trusts, estates and retirement accounts) as well as pension and profit-sharing plans; the brochure reports the firm managed roughly $19.8 million in discretionary assets and provided consulting for about $7 million in retirement assets. It works directly with a small client base and offers both portfolio management and written financial plans covering areas such as retirement, tax, estate, and insurance planning.
Portfolio construction emphasizes a set of named strategies — including large-cap growth, diversified U.S., international, natural resources, a socially responsible growth option, a high‑income portfolio using closed‑end funds, and customized municipal bond accounts for tax‑exempt income — with investment selection grounded in fundamental analysis and occasional cyclical analysis. The firm offers discretionary and non‑discretionary management, executes through custodians such as Charles Schwab and Pershing, and may use or monitor third‑party money managers to implement client strategies.
What distinguishes this solo independent adviser from many peers is the mix of affiliations and services: advisory representatives are registered with a broker‑dealer and hold insurance licenses, the firm is able to implement recommendations through an affiliated broker‑dealer and may share in internal mutual fund/commission revenues, and it provides pension consulting and institutional services — arrangements the brochure notes can create potential conflicts of interest and are addressed through written policies and client disclosures.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
ESG / Sustainable investing
Charitable giving & philanthropy
Business succession planning
Occupation focus
Founder/Business Owner
Executive
Fee options
Financial planning flat fees generally range between $500 and $7,500, negotiable
$0 - $50,000: 1.50% $50,000+: 1.30% $0 - $500,000: 2.00% $500,000 - $1,000,000: 2.00% $1,000,000 - $5,000,000: 1.75% $5,000,000+: 0.75% $50,000 - $100,000: 2.50% $100,000 - $249,999: 2.50% $250,000 - $499,999: 2.25% $500,000 - $749,999: 2.00% $750,000 - $1,249,999: 1.75% $1,250,000 - $1,999,999: 1.50% $2,000,000 - $4,999,999: 0.50% $5,000,000 - $24,999,999: 0.325% $25,000,000+: 0.25%
Commissions may be earned if implementing financial plans through affiliated broker-dealer; also may earn commissions on insurance products
Financial planning services hourly fees range from $300 to $550 depending on complexity
Account minimum: $50,000 Fee-only: Financial planning services hourly fees range from $300 to $550; flat fees generally range between $500 and $7,500, negotiable
Main office location
Sound Trust Wealth Advisors, LLC
Norwalk CT, United States
Number of offices
1
Most active in
Sound Trust Wealth Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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