Sound Portfolio Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$151,057,862
Total clients
139
45% high-net worth
Total advisors
2
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
70
Average account size
$1,086,747
About
Sound Portfolio Advisors provides discretionary investment management and related advisory services to individuals, high net worth individuals, trusts, and estates, typically billing on a percentage-of-assets-under-management basis. The firm works with clients to define goals, risk tolerance, and asset allocation and generally requires a minimum relationship size of $500,000 (which may be waived).
Its investment process centers on strategic asset allocation and long-term portfolio construction using diversified mutual funds and ETFs, with occasional use of individual stocks, bonds, or cash positions for tactical, tax, or legacy-asset considerations. The adviser manages client assets on a discretionary basis and conducts at least annual reviews, and it may select fund share classes that avoid trading costs even when those classes carry higher internal expense ratios due to custodial or fund constraints.
Sound Portfolio is a small, owner-operated practice run by two CFP professionals and manages roughly $151 million for about 139 clients, a scale that results in relatively high assets per advisor compared with many peers. The firm does not participate in wrap-fee or soft-dollar programs, maintains an institutional custody relationship that provides platform services (a potential conflict the firm discloses), and leaves proxy-voting decisions to clients rather than accepting voting authority.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.85% annually $2,000,001+: 0.50% annually
Account minimum: $500,000 Fee-only: Investment advisory fees paid quarterly based on AUM as per tiered schedule.
Main office location
Sound Portfolio Advisors, LLC
28 Cottrell St.
Mystic CT 06355, United States
Number of offices
1
Most active in
Connecticut · Florida · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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