Sound Investment Management Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$255,500,000
Total clients
140
30% high-net worth
Total advisors
4
of 4 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
35
Average account size
$1,825,000
About
Sound Investment Management, Inc. is a team-based advisory firm that serves individual and high-net-worth clients, managing about $255.5 million across roughly 140 client relationships through a four-advisor team. The firm offers portfolio management and related advisory services for individual investors and typically charges fees based on assets under management.
The advisory process is primarily non-discretionary, so advisors generally provide recommendations and implement trades only with client approval—an approach that is uncommon among comparable team firms. The firm documents investment policies and procedures and maintains supervisory oversight including a designated chief compliance officer to oversee advice and compliance.
The team combines backgrounds in institutional trading and investment operations, corporate finance and board service, and financial planning, and includes professionals with CFA and CFP credentials. Staff involvement on a strategic investment committee for a workforce housing fund indicates engagement with specialized, community-oriented investment opportunities beyond standard individual portfolio management.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
ESG / Sustainable investing
Main office location
Sound Investment Management Inc
8215 Tualatin Sherwood Road, Suite 200
Tualatin OR 97062, United States
Number of offices
2
Most active in
Sound Investment Management Inc has reported serving >5 clients in these states in the last 12 months.
California · Oregon · Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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