S
Sound Asset Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,415,343
Clients
55
11% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
55
HighAverage account size
$280,279
About
Sound Asset Management, Inc. manages roughly $15.4 million in client assets across about 55 client relationships and provides advisory services centered on portfolio management. The firm charges advisory fees based on a percentage of assets under management, as described in its brochure.
The brochure describes ongoing portfolio management and periodic account reviews and references its methods of analysis, investment strategies, and risks in Item 8. It outlines how the firm works with clients through its advisory process and account oversight in the sections covering account reviews and service descriptions.
Notably, the brochure discloses that the firm serves an unusually broad range of non-retail clients for a firm of this size, including a sovereign wealth fund, banking and thrift institutions, state or municipal governments, insurance companies, other investment advisers, corporate entities, pension or profit-sharing plans, and charitable organizations. The firm also reports an affiliation with an accounting firm (see Item 10), a combination of features that is uncommon among independent advisers with similar assets and client counts.
Client services
Financial planning
Portfolio management
Fee options
Main office location
Sound Asset Management, Inc.
969 Reading Rd, Suite K
Mason OH 45040, United States
Number of offices
1
Most active in
Sound Asset Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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