S
Sound Asset Management Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Sound Asset Management Group, LLC provides marketing and promotional support to unaffiliated registered investment advisers, hosting educational events and meetings and using materials prepared or approved by the advisers it promotes. The firm does not provide investment advice to individual investors, sponsor wrap fee programs, or manage client assets.
Instead of managing portfolios, the firm operates under contractual arrangements with other advisory firms to promote their investment management services and is compensated by those firms, with payments calculated and made quarterly. It does not analyze securities, accept performance-based fees, maintain custody of client assets, or exercise investment discretion.
The firm’s client relationships consist of other investment advisers and involve selection and promotion of specific third‑party advisers, an arrangement that is uncommon among investment-manager peers. It also does not directly charge clients percentage‑of‑assets‑under‑management fees and maintains affiliated tax/accounting services and licensed insurance activities that could intersect with its marketing role.
Client services
Selection of other advisers
Main office location
Sound Asset Management Group, LLC
8754 Bay 16 Th Street, Suite B
Brooklyn NY 11214, United States
Number of offices
1
Most active in
Sound Asset Management Group, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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