S
Soseki Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Soseki Wealth Management, LLC is a newly formed, state-registered investment adviser that provides financial planning, investment management, and integrated wealth-management services to individuals and families. The firm offers both discretionary and non-discretionary portfolio management alongside one-time or ongoing financial planning engagements.
The firm’s investment approach is grounded in Modern Portfolio Theory, emphasizing diversified asset allocation implemented mainly through ETFs, bonds, and REITs, with periodic rebalancing and attention to liquidity and tax implications. Portfolios and financial plans are tailored to each client’s objectives, time horizon, and risk tolerance, and the firm conducts at least quarterly reviews of managed accounts.
This initial ADV filing reports no assets under management and identifies a sole owner who continues part-time service in the U.S. Army Reserve and recently completed an MBA, background elements that inform the firm’s capacity and experience. The firm also offers standalone hourly or project-based planning and may accept smaller accounts at its discretion, reflecting an operational flexibility that differs from many investment-manager peers.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
General tax planning
Wealth management
General estate planning guidance
Business succession planning
Fee options
0.50% annually
Hourly fees negotiated for standalone financial planning
Account minimum: $250,000 Fee-only: Negotiated one-time or hourly fees for standalone financial planning
Main office location
Soseki Wealth Management, LLC
Winston Salem NC, United States
Number of offices
1
Most active in
Soseki Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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