Somos Financial Partners LLC

The firm offers discretionary portfolio management and ongoing investment advice to individuals and high‑net‑worth individuals, preparing an investment policy statement for each account and focusing on mutual funds, equities, exchange‑traded funds, fixed‑income securities and TIPS. The brochure indicates the firm was formed recently and currently reports no assets under management and no client accounts, even though it describes a full suite of ongoing advisory services.

Its stated investment process blends charting and technical/quantitative techniques with fundamental analysis and modern portfolio theory, and it pursues a long‑term trading orientation implemented under client‑specific investment policy statements. The firm generally seeks discretionary authority to execute trades, monitors portfolios on a regular basis, and documents policies intended to allocate investment opportunities fairly among client accounts.

Operationally the firm is small and does not engage third‑party sub‑advisers; it requires clients to custody assets with a specified institutional custodian (Schwab Institutional) and discloses receipt of custodial research and other soft‑dollar benefits that could create incentives tied to that custodian. The firm also discloses that a principal has an outside affiliation with a lower middle‑market credit business, a relationship the brochure identifies as a potential source of conflicts of interest in recommending products or services.