Soina Financial Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,223,607
Clients
10
10% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$122,361
About
The firm provides discretionary investment management primarily to individual clients, including high‑net‑worth individuals, and offers portfolio management tailored through client discussions and financial reviews. It reports an account minimum of $125,000 and manages approximately $1.22 million in discretionary assets across about ten client accounts.
Investment decisions are guided by modern portfolio theory and a belief that markets are generally efficient, with portfolios built largely from passive, asset‑class mutual funds and ETFs and supplemented by selected separate account managers. The firm also uses a range of strategies — including long‑ and short‑term holdings and options strategies such as covered calls and spreads — and states it may employ futures and other derivatives within managed accounts.
What distinguishes the firm from many independent peers is its use of derivatives in separately managed accounts and its disclosure that it advertises hypothetical performance in its materials, both of which are uncommon for firms in this category. The firm is a solo adviser who conducts annual account reviews personally and requires clients to custody assets at a specified broker‑dealer with custodian debit arrangements for advisory fees.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Passive / index investing
Fee options
2.0% annually
Account minimum: $125,000
Main office location
Soina Financial Group, LLC
12890 Keystone Ct
Alpharetta GA 30009, United States
Number of offices
1
Most active in
Soina Financial Group, LLC has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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