SoHo Financial Services, LLC

SoHo Financial Services LLC is a state-registered investment adviser that provides discretionary portfolio management, model portfolio management, and consulting services to individuals (including high‑net‑worth individuals), charitable organizations, and businesses. The firm’s brochure describes continuous investment supervisory services, non‑continuous individual portfolio management, a set of named model portfolios, and standalone consulting engagements.

SoHo typically manages client accounts on a discretionary basis using a mix of fundamental, technical, quantitative and qualitative analysis and favors longer‑term purchase strategies where appropriate; model portfolios (SFS Fixed Income, Income, Balanced, Growth & Income, Equity) are managed to each model’s stated goal. Accounts are monitored continuously with formal reviews at least quarterly, quarterly reporting to clients, and periodic client reminders to update suitability information; clients may impose reasonable investment restrictions.

What is distinctive for a firm of this scale is its concentrated client base and asset footprint—its brochure discloses only about $1.2 million in discretionary assets under management and a very small number of client accounts—while simultaneously maintaining relatively large account requirements for its advisory services. The firm also discloses consulting arrangements offered as both fixed‑fee and asset‑based engagements and identifies affiliated private entities (SoHo Capital LLC and SoHo Asset Management LLC) that provide consulting or hold family investments, with related conflicts addressed in its disclosures; the brochure also notes the firm’s transition to state regulation.