Soesbe Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$84,352,262
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
45
58% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
45
Average account size
$1,874,495
About
Soesbe Financial is a state-registered investment adviser that manages roughly $84 million in discretionary assets for a small base of individual and high-net-worth clients. The firm offers integrated portfolio management and comprehensive financial planning and, for qualifying clients, includes individual tax preparation and notary services within its ongoing service package.
The firm constructs client portfolios using model allocations informed by fundamental analysis and Modern Portfolio Theory, with a primary emphasis on passive investment vehicles such as index mutual funds and ETFs; accounts are managed on a discretionary basis and reviewed at least quarterly. Financial planning is available both as an ongoing integrated service and as standalone hourly engagements, with a limited-scope follow-up advisory option reserved for prior planning clients.
What is distinctive about the firm relative to many peers is the integration of tax-preparation capability and the principal’s tax credential (Enrolled Agent), while limiting tax work to individual returns and capping availability for that service; these features are uncommon among supported firms. The adviser also conducts occasional educational seminars and speaking engagements (sometimes pro bono) and provides ancillary services such as notary assistance, reflecting a broader service mix than is typical for firms of this size.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
Retirement income strategy
Social Security optimization
General tax planning
Wealth management
Fee options
$0 - $500,000: 1.00% $500,001 - $1,500,000: 0.85% $1,500,001 - $3,000,000: 0.70% $3,000,001 - $5,000,000: 0.55% $5,000,001+: 0.40%
$425 per hour for Standalone Financial Planning over 12 hours and Follow-up Financial Advice
Account minimum: $1,000,000 Minimum fee: Standalone Financial Planning minimum fee $5,100 includes up to 12 hours of Adviser time Fee-only: Integrated Management Services advisory fees are fee-only (no commissions)
Main office location
Soesbe Financial
5290 Elvas Ave
Sacramento CA 95819, United States
Number of offices
1
Most active in
Soesbe Financial has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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