Snowbird Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$35,433,493
Clients
179
11% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
179
Very HighAverage account size
$197,952
About
Snowbird Financial LLC provides discretionary portfolio management and financial planning to individuals, high-net-worth individuals, trusts, estates, charitable organizations, and business entities. The firm offers ongoing investment supervision, individualized Investment Policy Statements, and financial planning services that can include investment, retirement, tax, estate, and insurance planning.
The adviser constructs client-specific portfolios and conducts regular monitoring, using a combination of charting, fundamental, technical, and cyclical analysis to guide asset allocation. Strategies employed range from long-term holdings to short-term trading and options writing (including covered and uncovered strategies), with portfolio decisions implemented under written discretionary authority.
Noteworthy features include that a principal of the firm is a licensed insurance agent and the firm may recommend or implement commissionable insurance products and annuities as part of client solutions, which the brochure identifies as a potential conflict of interest. As a solo adviser managing approximately $35 million for roughly 179 clients, Snowbird also uses higher-risk trading tools (short sales and options) and typically custodial relationships that can provide research or services through the custodian.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Long-term care insurance
Life insurance needs analysis
Real estate investing
Fee options
Fixed fees from $500 to $10,000 for financial planning
1.00% annually
Between $50 and $100 per hour for financial planning services
Fee-only: Fixed fees between $500 and $10,000; Hourly fees between $50 and $100
Main office location
Snowbird Financial LLC
Indianapolis IN, United States
Number of offices
1
Most active in
Snowbird Financial LLC has reported serving >5 clients in these states in the last 12 months.
Alaska · Florida · Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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