Snow Financial Management, LLC

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Client assets under management

$97,568,392

Clients

70% high-net worth

Advisors

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$1,951,368

About

Snow Financial Management provides personalized, discretionary investment management and financial advice to individuals, high net worth clients, trusts, retirement accounts, charitable organizations, and businesses. Services are delivered through separately managed accounts with ongoing monitoring and the ability for clients to place reasonable investment restrictions on their portfolios.

The firm constructs portfolios based on client-specific objectives, risk tolerance, and time horizon, and selects equities, fixed income, mutual funds, ETFs and other securities using public research and proprietary analytics. It may employ derivatives and options strategies within separately managed accounts—alongside tactics such as short sales, structured notes, and REIT allocations—rather than relying on third‑party managers.

Snow Financial Management is distinctive for its documented use of derivatives in separately managed accounts and for principal‑level involvement with derivatives trading and clearing organizations, which contributes specialized operational experience with swap and options markets. Founded in 1997 and managing about $97.6 million in discretionary assets with a small advisory team, the firm serves a compact client base that allows for focused, individualized account oversight and portfolio transition management.

Client services

Portfolio management

Expertise

Options & derivatives strategies Passive / index investing

Fee options

Percentage

0.35% to 2.00% per annum (negotiable based on account size, complexity, and other factors)

Other

Account minimum: $500,000 (may be waived at the discretion of SFM) Fee-only: Management fees based on assets under management; no commissions or other compensation for sale of securities.

Main office location

Snow Financial Management, LLC

Watermill NY, United States

Number of offices

Most active in

California · Florida · New York

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 631-537-5033

Advisors at this firm

Mark S

Series 66

Watermill, NY

Snow Financial Management, LLC

Mark Snow is a financial advisor with Snow Financial Management, LLC, holding a Series 66 designation and 18 years of industry experience. He has been with Snow Financial Management since 2009 and has prior experience at HSBC Securities (USA) Inc. and HSBC dating back to 1998. Snow Financial Management is a registered investment adviser serving individuals, trusts, retirement accounts, charitable organizations, and businesses with discretionary investment management. The firm employs personalized portfolio construction using equities, fixed income, mutual funds, ETFs, and derivatives strategies, including options and short sales, managing approximately $98.6 million in assets across 49 client relationships.

Options & derivatives strategies Passive / index investing

Michael S

Series 65

Watermill, NY

Snow Financial Management, LLC

Michael Snow is a financial advisor at Snow Financial Management, LLC with 29 years at the firm and 11 years of industry experience. He holds a Series 65 credential. Mr. Snow serves on the boards of several derivatives trading and clearing organizations, including BGC Derivative Markets, Cantor Clearinghouse, and Fenics Markets Xchange. Snow Financial Management provides personalized, discretionary investment management to individuals, trusts, retirement accounts, charitable organizations, and businesses. The firm uses a client-focused approach to build portfolios with individual securities, mutual funds, ETFs, and derivatives strategies, managing approximately $98.6 million in assets across about 49 client relationships.

Options & derivatives strategies Passive / index investing

Irene H

Series 65

Encino, CA

Snow Financial Management, LLC

Irene Hecht is a financial advisor with Snow Financial Management, LLC in Encino, CA, holding a Series 65 credential and 10 years of industry experience. She has been with Snow Financial Management since 2016. Snow Financial Management is a registered investment adviser providing discretionary investment management to individuals, trusts, retirement accounts, charitable organizations, and businesses. The firm uses a client-focused approach to build portfolios with a range of securities and employs derivatives strategies, including options and short sales, within separately managed accounts.

Options & derivatives strategies Passive / index investing

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