S
SMR Strategic Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,700,000
Clients
16
50% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
LowAverage account size
$606,250
About
SMR Strategic Investments, LLC provides investment advisory and portfolio management services to individual clients, with an emphasis on ongoing portfolio management and financial planning. The firm reports approximately $8.6 million in assets under management across 16 client relationships.
The firm's principal holds both CFP and CIMA certifications and combines financial planning principles with investment management practices; the brochure also discloses significant prior experience in options trading and trading-related businesses. SMR notes adherence to a code of ethics and regulatory oversight and maintains privacy controls to safeguard clients’ non-public information.
Distinctive features include the combination of an institutional-focused CIMA credential with an active options trading background and disclosed outside business activity as a commercial property co-owner, each noted as limited in time commitment. The firm’s very small client base and stated board service in the nonprofit sector further differentiate it from larger independent peers by indicating a narrow, directly managed client focus.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Main office location
SMR Strategic Investments, LLC
Glen Ellyn IL, United States
Number of offices
1
Most active in
SMR Strategic Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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