Smith, Brown & Groover Inc. d/b/a SBG Wealth Management logo

Smith, Brown & Groover Inc. d/b/a SBG Wealth Management

Updated today

Total assets under management

$284,162,648

Total clients

477

17% high-net worth

Total advisors

3

of 7 employees

Firm size

Supported

1-3 advisors or $200M+ in AUM

Average clients per advisor

159

Average account size

$595,729

About

Smith, Brown & Groover, Inc. (d/b/a SBG Wealth Management) provides discretionary investment advice and portfolio management to individuals (including high‑net‑worth clients), trusts, estates, charitable organizations and corporations. The firm charges percentage‑of‑AUM fees, manages accounts using custodial and clearing relationships with National Financial Services, and also offers transactions in mutual funds, exchange‑listed securities, annuities and insurance products.

SBG emphasizes continuous and regular account supervision and constructs portfolios tailored to each client’s objectives, using a mix of charting, fundamental and technical analysis and generally holding individual equities for the long term (one year or more). Reviews occur at least quarterly (with off‑cycle reviews triggered by concentrated positions or major events), the firm aggregates trades for block execution, and it may hold mutual funds in share classes where trail compensation can affect fee treatment.

The firm is atypical among peers in operating primarily as a FINRA‑registered broker‑dealer (about 55% of its business) while also providing advisory services, and it discloses the ability to receive insurance and mutual‑fund trail compensation and to deduct fees from brokerage accounts. SBG has a disclosed 2024 FINRA Letter of Acceptance, Waiver and Consent concerning a recommended trading strategy in a non‑traditional ETP and related supervisory failures, a regulatory matter prospective clients may weigh alongside the firm’s stated fiduciary procedures.

Client services

Portfolio management Free trust & estate planning

Expertise

Annuities

Fee options

Percentage

1.0% of assets under management per annum, payable quarterly (.0025 per quarter)

Other

Account minimum: $50,000

Main office location

Smith, Brown & Groover Inc. d/b/a SBG Wealth Management

4001 Vineville Ave

Macon GA 31210-5039, United States

Number of offices

1

Most active in

Georgia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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