Smartvalue Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,882,525
Clients
4
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
Very LowAverage account size
$470,631
About
SmartValue Investment Management LLC provides fee-only investment supervisory and wealth management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and small businesses. As of December 31, 2025 the firm reported managing approximately $1.88 million in client assets and offers services that include investment selection, portfolio construction, cash‑flow and retirement planning.
The firm follows a bottom-up, value-oriented equity process with a long-term horizon and proprietary research, while employing tactical and strategic asset-allocation and global diversification; fixed-income work combines top-down and bottom-up elements. It typically implements strategies through no‑load or low‑load mutual funds, ETFs and individual securities and operates primarily on a non‑discretionary basis, consulting clients prior to each trade.
Distinctive features include its primarily non‑discretionary client trading model and the firm’s practice of not acting as custodian, which keeps trade approvals and custody under client control — an arrangement that is less common among independent advisory peers. The firm is strictly fee‑only (percentage‑of‑AUM) and does not accept commissions or sell proprietary products, and it generally does not vote client proxies.
Client services
Portfolio management
Investment/portfolio management, planning, and selection.
Investment/portfolio management, planning, and selection.
Expertise
Active portfolio management
Wealth management
Tax-loss harvesting
Fee options
$0 - $1,000,000: 1.50% $1,000,001 - $4,999,999: 1.25% $5,000,000+: 1.00%
Account minimum: $10,000 Fee-only: Fee-only based advisor; no commissions received or accepted.
Main office location
Smartvalue Investment Management, LLC
Guilford CT, United States
Number of offices
1
Most active in
Smartvalue Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")