Smartharvest Portfolios
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$348,143,481
Clients
255
100% high-net worth
Advisors
1
of 1 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
255
Very HighAverage account size
$1,365,269
About
SmartHarvest Portfolios provides discretionary sub‑advisory investment management to other registered advisors, who in turn serve high‑net‑worth individuals, families, trusts, estates, and businesses. The firm delivers portfolio construction and ongoing management across multiple account types and generally works through the other advisor rather than maintaining direct, ongoing relationships with underlying retail clients.
The firm’s investment process is rooted in modern portfolio theory and quantitative analysis, using a mix of individual equities, ETFs, mutual funds and, when appropriate, fixed income, implemented via quantitative portfolio optimization and security‑by‑security selection. Strategies are generally long‑term focused but may include shorter‑term trading as needed, and portfolios can be customized within limits agreed with the other advisor.
What is notable for this sub‑advisory practice is its scale relative to personnel: the brochure reports roughly $348 million in discretionary assets under management and a large client base handled through the firm’s advisory arrangements, producing an unusually high AUM and client count per advisor for firms in this supported category. Operational distinctions noted in the brochure include a reliance on custodial relationships with major custodians (including institutional services and potential soft‑dollar benefits) and a stated practice of not aggregating or bunching trades across client accounts.
Client services
Portfolio management
Subadviser services
Expertise
Active portfolio management
Passive / index investing
Tax-loss harvesting
Fee options
Fixed fees reported in SEC Form ADV Part 1 but no specific amounts stated in brochure.
$0+: 0.05% annually +: 0.2% annually
Hourly charges reported in SEC Form ADV Part 1 but no specific rates stated in brochure.
Main office location
Smartharvest Portfolios
Seattle WA, United States
Number of offices
2
Most active in
Smartharvest Portfolios has reported serving >5 clients in these states in the last 12 months.
California · Texas · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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