SLR Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,050,000
Clients
50
4% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$121,000
About
SLR Advisors provides asset management, advanced financial planning (including family‑office style assistance with tax planning, estates and trusts), and educational offerings. The firm also conducts public seminars and distributes a monthly newsletter to advisory clients.
Accounts are generally managed on a discretionary basis with continuous supervision and quarterly reviews, and portfolios are constructed from individual stocks and bonds, mutual funds, ETFs and derivatives such as options; clients may impose reasonable investment restrictions. Cash balances are typically held in conservative short‑term instruments, and advanced planning clients may receive tailored consulting on a case‑by‑case basis.
Compared with many independent advisers, the firm’s combination of services is distinctive: it publishes a monthly client newsletter and runs public educational seminars, and it uses options/derivatives in separately managed accounts. The firm also provides portfolio management for institutional clients while managing roughly $6.05 million in discretionary assets for a limited client base, a mix of activities that is less common among peers.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Expertise
Options & derivatives strategies
Tax-loss harvesting
Fee options
$0 - $1,000,000: 1.75% $1,000,000 - $3,000,000: 1.25% $3,000,000 - Negotiable: Negotiable
Up to $300 per hour for Advanced Planning Services.
Main office location
SLR Advisors
Santa Rosa CA, United States
Number of offices
1
Most active in
SLR Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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