SLB Advisors, LLC

SLB Advisors, LLC acts primarily as a solicitor and referral agent that connects prospective individual and institutional clients to independently registered investment advisers; the firm does not itself manage client assets or provide discretionary portfolio management. It reports no client assets under management and bases referrals on factors such as account size, risk tolerance, and clients’ investment preferences.

The firm’s engagement model centers on identifying appropriate third‑party Advisers and periodically monitoring those Advisers’ overall performance and reputation while leaving day‑to‑day investment decisions and client reporting to the selected Advisers. SLB maintains compliance policies and a Code of Ethics for associated persons, including supervisory controls such as annual holdings and transaction reporting and pre‑approval requirements for certain private or initial offerings.

A distinctive feature of SLB is its affiliation with an accounting practice whose principals serve as the firm’s managing members and are certified public accountants; the brochure notes the accounting services occupy a substantial portion of their time and may be a referral source. Unlike many investment managers, SLB does not charge clients percentage‑of‑assets fees or custody assets—its compensation comes from Advisers for solicitation services, a structure the firm discloses and addresses through specified conflict‑of‑interest procedures.