Six Sigma Wealth Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,407,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
8
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$675,875
About
Six Sigma Wealth Advisors provides fee-based investment management, financial planning, and consulting to individuals, trusts, pension plans, charitable organizations and estates. The firm also acts as an insurance agent, manages variable annuity subaccounts, and offers public and private educational seminars and workshops.
The firm applies a tactical asset allocation process using both fundamental and technical analysis, with an emphasis on avoiding large losses through modest gains; strategies discussed in the brochure include use of inverse funds, paired trades, protective options and short positions. Accounts are monitored and rebalanced at least annually, and Six Sigma may accept limited discretionary authority while offering ongoing consultations and plan implementation services.
What is distinctive for this adviser compared with peers is the combination of pension/401(k) consulting with active insurance-product services (including variable annuity subaccount management) and the availability of multiple fee arrangements (fixed, hourly and percentage‑of‑AUM) alongside educational seminar programming. The brochure also discloses practices that are less common among peers — potential borrowing/shorting in separately managed accounts, explicit recognition of ERISA fiduciary duties for plan clients, and receipt of occasional travel or marketing reimbursements from product sponsors.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Income planning
Retirement plans for business owners (SEP, solo 401k)
Business exit / sale strategy
Annuities
Fee options
Financial planning fixed fees agreed in advance based on client complexity; consultation fixed fees generally $350 to $5,000, negotiable
$0 - $1,000,000: 2.50% (Non-ERISA accounts) $1,000,001 - $5,000,000: 1.50% (Non-ERISA accounts) $5,000,001 - $25,000,000: 1.00% (Non-ERISA accounts) Over $25,000,000+: 0.50% (Non-ERISA accounts) $0 - $1,000,000: 2.00% (401K and ERISA accounts) $1,000,001 - $5,000,000: 1.50% (401K and ERISA accounts) $5,000,001 - $25,000,000: 1.00% (401K and ERISA accounts) Over $25,000,000+: 0.50% (401K and ERISA accounts)
Earn commissions as independent insurance agents for selling non-security insurance products
Financial planning hourly rates: $350/hour (IAR), $100/hour (Paraplanner), $50/hour (Administrative Support); Consultation hourly rates: $500/hour (IAR), $100/hour (Paraplanner), $50/hour (Administrative Support)
Fee-only: Financial planning fees charged as fixed fee or hourly rate; fixed fee amount negotiated case-by-case; hourly rates: $350/hour (IAR), $100/hour (Paraplanner), $50/hour (Administrative Support); consultation services charged hourly up to $500/hour (IAR), $100/hour (Paraplanner), $50/hour (Admin), or fixed fee $350 to $5,000 (negotiable)
Main office location
Six Sigma Wealth Advisors, LLC
9375 East Shea Blvd., Suite 100
Scottsdale AZ 85260, United States
Number of offices
2
Most active in
Six Sigma Wealth Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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