Sirmium Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,525,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
60
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
60
Average account size
$108,750
About
Sirmium Capital is a small, fee-only registered investment adviser that provides discretionary portfolio management and investment advice to individual investors and nonprofit organizations; the firm reports managing roughly $6.5 million for about 60 clients. Services focus on customized asset allocation and ongoing account monitoring delivered by the sole adviser.
The firm’s investment process relies on fundamental and cyclical analysis and implements both long-term and short-term strategies across individual equities, fixed income, mutual funds, and ETFs. Sirmium Capital provides regular oversight and issues a monthly newsletter to clients and prospective clients summarizing market developments and portfolio reviews.
What distinguishes the firm from many peers is its willingness to use performance-based fee arrangements for larger accounts and to present performance information publicly, practices that are uncommon among independent advisers. The brochure also highlights that the adviser works with charitable organizations, offers preferential fee treatment for first responders and military clients, and supplements advisory work with a periodic client newsletter.
Client services
Portfolio management
Newsletters or periodicals
Expertise
Active portfolio management
Occupation focus
Military & Veterans
Fee options
$0 - $1,100,000: 2% $0 - $1,100,000: 1% for first responders, active military, reserve or veterans (unless account is greater than $1.1 million)
For clients with assets over $1.1 million: 0.5% of assets plus 25% of profits above a 4% annual threshold.
Account minimum: $10,000 Fee-only: Annual investment advisory fees based on percentage of assets under management, no commissions accepted.
Most active in
Sirmium Capital, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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