Sirius Wealth Management Strategies, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$92,725,405
Total clients
52
83% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
52
Average account size
$1,783,181
About
Sirius Wealth Management Strategies is an independent, solo advisory firm that provides discretionary investment management and financial planning to individuals (including high‑net‑worth clients), trusts, pension and profit‑sharing plans, and business entities. Services described in the brochure include financial goal setting, risk assessment, customized asset allocation, securities selection and ongoing portfolio monitoring with quarterly reporting.
The firm emphasizes customized, long‑term portfolios built primarily from low‑cost, no‑load mutual funds and ETFs, with selective use of individual securities, and integrates tax and legal advisors into client planning. It also provides advice on employee equity compensation (stock options, restricted stock, warrants) and may recommend alternative investments such as private equity or venture capital to qualified clients.
Distinctive operational features include a clear custody and execution relationship with an institutional custodian and reliance on that custodian’s institutional platform and support services, while proxy solicitations are forwarded to clients for voting rather than voted by the firm. The firm’s regulatory history—having been SEC‑registered in the past and now licensed at the state level—and its stated willingness to address complex equity‑compensation and alternative‑asset matters for a relatively small client base set it apart from many solo independent advisers.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Equity Recipients (RS/RSU, SOP, ESPP)
Occupation focus
Founder/Business Owner
Executive
Fee options
May offer fixed annual fees negotiated on a case-by-case basis
$0 - $2,000,000: 1% $2,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.50% $10,000,001+: Negotiated
$250/hour for ad-hoc reporting for prior clients only
Main office location
Sirius Wealth Management Strategies, LLC
Magnolia TX, United States
Number of offices
2
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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