Simplicity Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$33,729,715
Clients
47
70% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
47
HighAverage account size
$717,654
About
Simplicity Wealth Management serves individual clients, including high-net-worth individuals, as well as charitable organizations and corporate plan sponsors. The firm provides discretionary portfolio management, written financial planning engagements (project-based, hourly, or ongoing), and advisory services for employer-sponsored retirement plans.
The firm primarily employs passive investment management — constructing asset-class portfolios using index mutual funds and exchange-traded funds for lower internal costs, tax efficiency, and limited trading — while also drawing on fundamental, technical, cyclical and charting analysis as part of its research process. Client-specific investment policy statements guide asset allocation, and the adviser typically manages accounts on a discretionary basis with regular monitoring and annual reviews.
Noteworthy features relative to many peers include an ongoing, subscription-style financial planning service with year-round monitoring and client support, and the provision of employee benefit plan advisory services that include participant education seminars. The firm also discloses governance choices intended to limit conflicts of interest: the principal holds an insurance license but does not sell insurance to clients, and the firm does not vote client proxies, leaving proxy materials to be handled through the custodian.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Business sale tax planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Fee options
Project-Based Financial Planning fixed fees range from $6,000 to $20,000, negotiable depending on complexity and scope.
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001 - $5,000,000: 0.60% $5,000,001 - $10,000,000: 0.50% $10,000,001+: Negotiable
Hourly financial planning fees at $500 per hour, negotiable depending on complexity and scope.
Ongoing Financial Planning fees paid monthly or quarterly in advance, as detailed above.
Fee-only: Ongoing Financial Planning monthly fees range from $833.33 to $8,333.33 for individuals, $1,000 to $8,333.33 for couples; quarterly fees range from $2,500 to $25,000 for individuals, $3,000 to $25,000 for couples. Fees are negotiable and may be offset by advisory asset management fees if applicable.
Main office location
Simplicity Wealth Management
Glen Allen VA, United States
Number of offices
2
Most active in
Simplicity Wealth Management has reported serving >5 clients in these states in the last 12 months.
California · Virginia · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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