Simplexity Investment Management, LLC

Simplexity Investment Management provides discretionary investment supervisory services to high‑net‑worth individuals, trusts, estates, corporations, other investment advisers, and pooled investment vehicles. The firm primarily implements portfolios using mutual funds and exchange‑traded funds and reported approximately $2.95 million in discretionary assets as of December 2024.

The firm creates an Investment Policy Statement for each client and employs a mix of fundamental, technical, and cyclical analysis, using both long‑ and short‑term trading to pursue asset allocation and security selection goals. SIM generally requests discretionary trading authority, limits its money management largely to mutual funds and ETFs, and conducts monthly reviews of client accounts.

Distinctive aspects of Simplexity’s practice include serving pooled vehicles and other institutional‑type clients despite a small client base and lower asset level, a client mix that is less common among similarly sized independent advisers. The brochure also discloses that the firm may present hypothetical performance in its materials, requires clients to use SIM‑approved broker‑dealers, and does not permit client‑imposed values‑based investment restrictions, which may set its operating practices apart from many peers.