Simmons Investment Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$20,952,941
Clients
21
62% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
21
TypicalAverage account size
$997,759
About
Simmons Investment Management LLC is a Colorado-registered, fee-only fiduciary founded in 2021 that provides discretionary investment management, wealth management (wealth management is offered for clients with $500,000 or more in assets under management), workplace retirement plan advising, and project-based financial planning. As of January 1, 2026 the firm reports approximately $20.7 million in discretionary assets under management and serves a small client base of around 21 individual and high-net-worth clients.
The firm primarily builds diversified, passive portfolios composed of no-load mutual funds and ETFs, applying portfolio theory while also employing fundamental, technical, and cyclical analysis and occasional tactical or active positions. Portfolios are managed on a discretionary basis with periodic rebalancing and at least annual reviews, and the adviser considers tax effects, costs, and existing holdings when implementing or adjusting allocations.
A distinctive operational feature disclosed in the brochure is the firm’s use of endorsements and testimonials in its advertising, an approach identified as uncommon among peer independent solo advisers. The firm also relies on a single, certified advisor (CFP® and CRPC®), requires custodial relationships with Charles Schwab (while receiving certain soft-dollar benefits such as discounted third-party software), and documents use of Standing Letters of Authorization for client-directed transfers.
Client services
Financial planning
Portfolio management
Expertise
Passive / index investing
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Fixed fees for Project Based Financial Planning typically between $900 and $9,000; Workplace Retirement Plan Advising quarterly fixed fees of $150 (up to $150,000 plan assets) or $300 (over $150,000 plan assets)
$0 - $1,200,000: 1.00% annually $1,200,001+: 0.50% annually
$300 per hour for Project Based Financial Planning
Account minimum: $120,000 for Investment Management (due to minimum quarterly fee of $600); $500,000 for Wealth Management (may be reduced or waived case-by-case) Minimum fee: Minimum quarterly fee of $600 for Investment Management/Wealth Management clients Fee-only: Fee-only fiduciary firm; no commissions or referral fees received.
Main office location
Simmons Investment Management LLC
950 Spruce St, Suite 1 F
Louisville CO 80027, United States
Number of offices
1
Most active in
Simmons Investment Management LLC has reported serving >5 clients in these states in the last 12 months.
Colorado · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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